Empowering Investors and Institutions to Invest Beyond Borders.
Keynes Securities empowers investors and institutions to access U.S. markets and seize global opportunities.
Built on Vision. Designed with Intention.
At Keynes Securities, we are dedicated to providing institutional investors with direct, transparent, and compliant access to the U.S. equity markets. Inspired by the vision of John Maynard Keynes — balancing innovation with responsibility — we combine advanced trading infrastructure, strict regulatory standards, and personalized client support to help global investors participate in the world’s most dynamic capital market.
Our Vision
To redefine cross-border investing with integrity, efficiency, and trust.Our Mission
To empower institutions with the technology and access they need to trade and manage U.S. securities with confidence.Our Values
- Integrity – Operate with full transparency and regulatory discipline.
- Innovation – Build technology that meets institutional trading standards.
- Reliability – Deliver consistent performance and dependable support.
- Client Focus – Understand and anticipate the needs of professional investors.
Leadership & Expertise
Ethan Caldwell – Founder & CEO
With over 20 years of experience in global financial markets, Ethan Caldwell founded Keynes Securities to provide institutional investors with direct, transparent, and compliant access to the U.S. equity markets. Prior to founding the firm, he held senior positions at leading investment banks, overseeing trading operations, market strategy, and risk management.
Ethan is recognized for his deep market expertise, operational excellence, and commitment to regulatory integrity — bringing professional-grade solutions to institutions worldwide.“Our mission is to empower institutions to trade with confidence, leveraging the best technology and transparent market access.”
Team Size & Structure
Keynes Securities currently employs 50+ dedicated professionals, including traders, risk managers, compliance specialists, client support, and technology engineers. Our team combines deep market knowledge with advanced technology capabilities to deliver seamless trading and custody services for institutional clients.
We foster a collaborative, innovative, and client-focused environment, ensuring every team member contributes to delivering precision, reliability, and professional excellence.
How We Work
Compliance
Every process adheres to SEC and FINRA standards.
Custody
Secure deposit, storage, and management of U.S. securities.
Technology
Cutting-edge, low-latency systems for precise trading.
Innovation
Continuously enhancing systems and services to meet evolving needs.
Keynes Securities Inc. At a Glance
Key Advantages
U.S. Equity Compliance
Broker Involvement
Compliant Pathways for Trading U.S. Stocks
Although an FSRA license does not itself permit direct trading of U.S. stocks, compliant access can be achieved through the following structure:
Cooperation with a U.S.-Licensed Broker
An FSRA-licensed institution may establish a partnership with a U.S. SEC-registered broker as an Introducing Broker (IB).
Under this arrangement:- Client orders are executed by the U.S.-licensed broker
- The FSRA-licensed institution is responsible for client onboarding, account structuring, and ongoing client services
